Fair and Robust Estimation of Heterogeneous Treatment Effects for Optimal Policies in Multilevel Studies

초록

Recently, there have been growing efforts in developing fair algorithms for treatment effect estimation and optimal treatment recommendations to mitigate discriminatory biases against disadvantaged groups. While most of this work has focused on addressing discrimination due to individual-level sensitive variables (e.g., race/ethnicity), it overlooks the broader impact of societal structures and cultural norms (e.g., structural racism) beyond the individual level. In this paper, we formalize the concept of multilevel fairness for estimating heterogeneous treatment effects to improve fairness in optimal policies. Specifically, we propose a general framework for the estimation of conditional average treatment effects under multilevel fairness constraints that incorporate sensitive variables from multiple structural levels. Using this framework, we analyze the tradeoff between fairness and the maximum achievable utility by the optimal policy. We evaluate the effectiveness of our framework through a simulation study and a real data study on advanced math courses using data from the High School Longitudinal Study of 2009.

키워드